Compliance Specialist, Monitoring and Testing
The Compliance Specialist, Licensing is part of the compliance team and manages the entire licensing process from beginning to end for our corporate, branch, and MLO licenses. You will be responsible for ensuring timely renewals, submissions, state-required reporting, continuing CE completion, implementing state licensing requirements, and assisting with regulatory examinations. You will be responsible for overseeing MLO compensation agreements and payout compliance in collaboration with Legal, HR, and Finance.
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Compliance Specialist
The Compliance Specialist will be responsible for managing the Regulatory Change Management, Marketing review, and Issue and Remediation processes. This includes your ability to stay abreast of regulatory requirements, recent industry changes, and understanding how they apply to and impact the various divisions of the Company.
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Wholesale Account Executive
Responsible for establishing and maintaining relationships with mortgage brokers within their assigned sales territory. Account Executives will have a thorough understanding of the Company’s products, programs, and pricing.
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